10 Best Financial Advisors in Raleigh (for 2019)

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Ryan Friend

September 16, 2019  •  6 min read

Raleigh, NC is a gorgeous city that is known for its oak trees, its technological innovation, and its close proximity to outstanding universities such as Duke and the University of North Carolina. However, even though Raleigh may be famous for other reasons, it is also well-known for being the capital of North Carolina and an important hub of regional economic activity.

As a result, Raleigh is full of individuals such as yourself who have been able to find success and build up some wealth. However, if you want to hang onto this wealth and use it to provide a stable future for you and your loved ones, then it’s time to consider working with a financial advisor. They will help you make a plan and choose the right investments, saving you time and making you money.

Editor’s Note: Complete the advisor quiz below to get matched with the best advisor for you:

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Fortunately, if you call Raleigh home, you will have lots of choices when it comes time to choose a financial advisor. However, with so many to choose from, it’s hard to know which is the best. So, to help you, we’ve put together a list of the firms we think are most-suited to help you achieve your dreams. Here are our choices for the best financial advisors in Raleigh, NC:

CAPTRUST Financial Advisors

CAPTRUST Financial Advisors is the largest financial advisory firm in the Raleigh, NC area. It has an astonishing $273.9 billion in assets under management, a number that speaks volumes of the firm’s wealth management skills. Yet, if you would like to work with CAPTRUST Financial Advisors, the account minimum is just $50,000, a surprisingly small number for such a large firm, but one that may still be too big for some early-career investors.

CAPTRUST Financial Advisors was founded in the year 2003, and it currently has 196 financial advisors on staff, meaning there will be no shortage of experience and expertise coming from those who help you manage your money. They have six certified financial planners (CFPs) among their financial consultants, so you can trust you’ll have access to a wealth advisor that can provide you with great investment advice and financial strategies.

If you decide to work with this firm, they will sit down with you to discuss your financial goals and risk tolerance. They will also take the time to learn the details of your financial situation. Then they will create a custom plan for you based on all of these factors that is designed to generate long-term success.

You can expect the following working with CAPTRUST Financial Advisors:

  • Fee-based compensation structure
  • An extremely well-rounded team of experts with a diverse set of financial specialties
  • Comprehensive financial planning designed to help you reach your long-term goals
  • Estate planning services and retirement planning specialists on staff, whether you need help maintaining you net-worth down the line or handling social security concerns

First Citizens Investor Services, Inc.

First Citizens Investor Services, Inc. is another one of Raleigh’s finest financial advisors and investment management firms. This company has over $732 million in assets under management, and an account minimum of $25,000 worth of investible assets, making it even more accessible than our top choice.

In terms of investment strategy, the company relies heavily on cyclical analysis. It researches and studies various business and market cycles and looks for ideal investing opportunities based on this research, and it will use this information to monitor your portfolio and rebalance it when necessary.

You can expect the following working with First Citizens Investor Services, Inc.

  • Fee-based compensation structure
  • Sound financial advice that is designed to grow and protect your wealth for decades
  • Complete transparency for all fees

Financial Symmetry Inc.

Financial Symmetry Inc. has over $358 million in assets under management. There is no set minimum asset requirement to work with Financial Symmetry Inc, which makes this the ideal firm to work with if you are just getting started out in your career and need some help launching a financial plan.

Financial Symmetry financial planners are fond of investing their clients’ money in mutual funds and index funds. So, you can expect your portfolio to be heavy with these assets if you become a client.

You can expect the following working with Financial Symmetry:

  • Fee-only compensation plan which eliminates conflicts of interest, ensuring that your investment management servicesfinancial services, and other advisory services are for your best interests and your best interests alone
  • Extremely informative articles on the company website with financial how-to’s and recent research updates
  • Access to client stories which show how the firm has helped other people to reach their financial goals

Cook Wealth Management Group LLC

Cook Wealth Management Group, our fourth choice, has over $325 million in assets under management. It also has no set minimum asset amount to work with them, so pretty much anyone can access their financial planning services.

Cook Wealth Management Group LLC was created in the year 2004, and it has remained a small firm in terms of staff. Currently, there are 4 advisors who do the financial planning at this company, but they work hard to provide every client with the attention they need.

For its investments, Cook Wealth Management Group focuses on four main components: fixed income, core equity, active asset classes, and defensive asset classes. The company has a goal of creating a portfolio for you that will enable you to experience steady gains over many years, but that also protects you from losing money in down markets.

You can expect the following working with Cook Wealth Management Group LLC:

  • Fee-based compensation plan
  • A focus on creating lifetime partnerships that last for decades
  • A variety of educational resources if you would like to learn more about investing or wealth management

Collegiate Capital Management Inc. 

Collegiate Capital Management Inc. has over $317 million in assets under management, and there is no set minimum asset requirement, making it extremely accessible.

Collegiate Capital Management Inc. was founded in 1994, which means it one of the oldest firms on this list. This also means it has survived through many different market cycles, including significant downturns, and this experience has helped shape the way it invests and handles financial management (and even tax planning) today.

One of the ways that Collegiate Capital Management Inc. differentiates itself from its competitors is by encouraging its clients to take full advantage of their university-sponsored accounts. The company specializes in working with these accounts.

You can expect the following working with Collegiate Capital Management Inc.:

  • Fee-based compensation structure
  • A strong focus on tax mitigation in order to give you the greatest possible tax efficiency
  • An investment advisor focus that relies heavily on mutual funds and individual equities

Editor’s Note: Complete the advisor quiz below to get matched with the best advisor for you:

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There is no shortage of great financial advisors in the city of RaleighNorth Carolina. Any one of these five firms can help you to create a strong financial plan that will increase your financial security. This article should help you get the ball rolling in choosing an advisor, but you will most likely need to do some further research (check FINRA and get some precise information). However, at least now you know where to start. Narrow down your choices further by contacting some of these firms, and when you do make a decision, we wish you all the best on your financial journey.